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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-06-11
OH RA APPROVED 2018-06-08
  • TX RA
    APPROVED
    Since 2018-06-11
  • OH RA
    APPROVED
    Since 2018-06-08

Branch Locations

5905 E Galbraith Rd, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Covington KY 05/2015 06/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cincinnati OH 06/2018 Present
Bank Of America, N.A. Cincinnati OH 06/2019 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-16
  • S66 Uniform Combined State Law Examination
    2016-05-16
Other Names
  • Thomas Nicole Makenzie
  • Makenzie Nicole Thomas
  • Makenzie Nicole Hoiney
  • Makenzie Thomas
  • Makenzie N Thomas

View on SEC IAPD

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