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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hennion & Walsh Inc | Del Ray Beach | FL | 02/2016 | 10/2016 |
| Unemployed | Davie | FL | 11/2016 | 02/2017 |
| Axa Advisors Llc | Columbia | MD | 02/2017 | 07/2017 |
| Mml Investors Services | Hunt Valley | MD | 01/2018 | 04/2021 |
| Massmutual | Hunt Valley | MD | 08/2017 | 07/2021 |
| Freedom Boat Club | Baltimore | MD | 04/2017 | 10/2020 |
| Elite Income Advisors, Inc. | Columbia | MD | 04/2021 | 07/2021 |
| Securian Financial Services | Saint Paul | MN | 01/2022 | 08/2023 |
| Minnesota Life Insurance Company | Minneapolis | MN | 01/2022 | 08/2023 |
| Financial Advantage Associates Inc | Rockville | MD | 01/2022 | 10/2024 |
| Wayward | Baltimore | MD | 08/2021 | 12/2022 |
| Cetera Advisor Networks Llc | Rockville | MD | 08/2023 | 10/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | 10/2024 |
| Lpl Financial Llc | Catonsville | MD | 12/2024 | Present |
1) 12/2024 - Retirement & Investment Group, LLC / DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-06-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-08 |
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