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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-08-21 |
| TX | RA | APPROVED | 2024-08-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuna Brokerage Services, Inc. | Waverly | IA | 09/2016 | 11/2017 |
| Vantage West Credit Union | Tucson | AZ | 04/2013 | Present |
| Wells Fargo Clearing Services, Llc | Tucson | AZ | 11/2017 | Present |
SOLEDAD STUDIOS LLC, NOT INV RELATED, ORO VALLEY, AZ, 100% OWNERSHIP, START 3/1/24, 5 HRS PER MONTH, 0 HRS DURING TRADING, PHOTOGRAPHY;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-15 |
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