Nicholas Paul Knapek

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 01/2022
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Rolling Meadows, IL
• 10/2017 → 01/2022
  Bank Of America, N.A.
  Rolling Meadows, IL
• 01/2022 → 09/2023
  E*Trade Securities Llc
  Chicago, IL
• 01/2022 → 09/2023
  E*Trade Capital Management Llc
  Chicago, IL
• 03/2023 → 08/2024
  Morgan Stanley
  Chicago, IL
• 09/2023 → 08/2024
  Morgan Stanley
  Chicago, IL
• 09/2023 → 08/2024
  Morgan Stanley
  Chicago, IL
• 08/2024 → Present
  Charles Schwab & Co, Inc
  Orland Park, IL
• 08/2024 → Present
  Charles Schwab Bank, Ssb
  Orland Park, IL

Previous Registrations

• 2023-09-05 → 2024-08-23
  Morgan Stanley
  Chicago, IL
• 2022-01-20 → 2023-09-05
  Harrisdirect Llc
  Arlington, VA
  Chicago, IL
• 2017-10-13 → 2022-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Chicago, IL
  Chicago, IL
  Oak Brook, IL
  Oak Brook, IL
  Chicago, IL
  Chicago, IL
  Oak Brook, IL
  Oak Brook, IL

Exams

• S66 Uniform Combined State Law Examination
  2017-10-13
• S63 Uniform Securities Agent State Law Examination
  2016-04-04

Other Names

• Nicholas Knapek
• Nicholas P Knapek