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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-08
TX RA APPROVED_RES 2019-06-03
WA RA APPROVED 2019-05-28
  • NY RA
    APPROVED
    Since 2021-11-08
  • TX RA
    APPROVED_RES
    Since 2019-06-03
  • WA RA
    APPROVED
    Since 2019-05-28

Branch Locations

760 Sw 9Th Ave Suite 2450, Portland, OR 97205 • United States

Beaverton, OR • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Portland OR 03/2016 Present
Other Businesses

KEL Capital / 1905 NW 169 Place, Suite 102 Beaverton, OR 97006/ No/ Privately Held / USD / No / No / selling off all securities & rtning partners' money / Start Date 10/1/11 / 2)Liko Enterprises Inc Pen Pl / 1905 NW 169 Place, Suite 102 Beaverton, OR 97006/ Trust/ Other Trust / Trust / Trustee / / Oversee trust / Start Date 1/1/00 / GP Capital Holdings LLC / 32-29 76th Street Jackson Heights,NY 11370 / Other/ Electronic & Electrical Equipment / debt holder / Partner / / distribution of assets upon liquidation / Start Date 07/25/2007 3131 LLC / 10657 SW Washington Street Portland,OR 97225 / Other/ Real Estate / Hold personally owned real estate / Other / Manager and Member of LLC / None / Start Date 07/21/2017/LLC /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-28
  • S66 Uniform Combined State Law Examination
    2016-04-28

View on SEC IAPD

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