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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-21 |
| FL | RA | APPROVED | 2024-12-09 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
600 Whitehead St, Suite 203, Key West, FL 33040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 02/2016 | 05/2021 |
| J.W. Cole Financial, Inc. | Tampa | FL | 05/2021 | 10/2024 |
| J.W. Cole Advisors, Inc. | Tampa | FL | 05/2021 | 10/2024 |
| Leeward Wealth Management | Key West | FL | 05/2021 | 05/2024 |
| Vanderbilt Financial Group | Woodbury | NY | 10/2024 | Present |
(1) Vaught Wealth Management; DBA; Investment Related; 1901 South Roosevelt, Unit 301W, Key West FL 33040; President; President/Director of new LLC for Wealth Management business; Start 5/14/2024; 40 hours/month during trading. (2) Vaught LLC; Real Estate Sales; 914 Packer St., Unit 1, Key West, FL 33040; Independent Contractor; Assisting parents with real estate business; Showing properties and assisting with paperwork. (3) Sister Season Fund; Charitable Organization 501C; Not investment related; 422 Fleming St, Key West, FL 33040; Treasurer; Account for deposits and withdrawals made to recipients of the charity, I do not issue the checks; Start 3/29/2024; 0 hours / month during trading. (4) Vaught Realty. Not Investment Related. Start date: 10/28/2024. Address: 27979 Lobster Tail Trail, Little Torch Key, FL 33042. Title: Real Estate Agent. Duties: I assist my parents with closing real estate transactions in Central Florida. It's a family owned business and I have been actively involved for the past three years. I complete real estate work after market hours or on weekends. Time spent during regular hours: 0%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-19 |
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