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Current Employers
Consolidated Portfolio Review Corp

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-21
FL RA APPROVED 2024-12-09
  • TX RA
    APPROVED_RES
    Since 2025-01-21
  • FL RA
    APPROVED
    Since 2024-12-09

Branch Locations

125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States

600 Whitehead St, Suite 203, Key West, FL 33040 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 02/2016 05/2021
J.W. Cole Financial, Inc. Tampa FL 05/2021 10/2024
J.W. Cole Advisors, Inc. Tampa FL 05/2021 10/2024
Leeward Wealth Management Key West FL 05/2021 05/2024
Vanderbilt Financial Group Woodbury NY 10/2024 Present
  • 02/2016 → 05/2021
    St. Louis, MO
  • 05/2021 → 10/2024
    J.W. Cole Financial, Inc.
    Tampa, FL
  • 05/2021 → 10/2024
    J.W. Cole Advisors, Inc.
    Tampa, FL
  • 05/2021 → 05/2024
    Leeward Wealth Management
    Key West, FL
  • 10/2024 → Present
    Vanderbilt Financial Group
    Woodbury, NY
Previous Registrations
  • 2021-05-27 → 2024-10-16
    Key West, FL
    Key West, FL
    Tampa, FL
    Key West, Fl 33040, FL
    Key West, FL
  • 2016-08-04 → 2021-05-24
    Ocala, FL
    St Louis, MO
    Key West, FL
Other Businesses

(1) Vaught Wealth Management; DBA; Investment Related; 1901 South Roosevelt, Unit 301W, Key West FL 33040; President; President/Director of new LLC for Wealth Management business; Start 5/14/2024; 40 hours/month during trading. (2) Vaught LLC; Real Estate Sales; 914 Packer St., Unit 1, Key West, FL 33040; Independent Contractor; Assisting parents with real estate business; Showing properties and assisting with paperwork. (3) Sister Season Fund; Charitable Organization 501C; Not investment related; 422 Fleming St, Key West, FL 33040; Treasurer; Account for deposits and withdrawals made to recipients of the charity, I do not issue the checks; Start 3/29/2024; 0 hours / month during trading. (4) Vaught Realty. Not Investment Related. Start date: 10/28/2024. Address: 27979 Lobster Tail Trail, Little Torch Key, FL 33042. Title: Real Estate Agent. Duties: I assist my parents with closing real estate transactions in Central Florida. It's a family owned business and I have been actively involved for the past three years. I complete real estate work after market hours or on weekends. Time spent during regular hours: 0%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Other Names
  • Karen Elizabeth Uram
  • Karen Elizabeth Blain
  • Karen Elizabeth Vaught
  • Karen Vaught

View on SEC IAPD

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