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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-05
TX RA APPROVED 2025-06-05
  • CO RA
    APPROVED
    Since 2025-06-05
  • TX RA
    APPROVED
    Since 2025-06-05

Branch Locations

145 Grand Ave. Ste. D, Grand Junction, CO 81501 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2017 12/2020
Axa Advisors, Llc Grand Junction CO 03/2016 09/2016
Unemployed Grand Junction CO 07/2016 12/2016
Western International Securities, Inc. Pasadena CA 12/2020 06/2025
Lpl Financial Llc Grand Junction CO 06/2025 Present
  • 01/2017 → 12/2020
    St. Louis, MO
  • 03/2016 → 09/2016
    Axa Advisors, Llc
    Grand Junction, CO
  • 07/2016 → 12/2016
    Unemployed
    Grand Junction, CO
  • 12/2020 → 06/2025
    Western International Securities, Inc.
    Pasadena, CA
  • 06/2025 → Present
    Grand Junction, CO
Previous Registrations
  • 2020-12-23 → 2025-06-05
    Western International Securities, Inc.
    Grand Junction, CO
    Pasadena, CA
  • 2017-05-12 → 2020-12-24
    Grand Junction, CO
    St Louis, MO
    Grand Junction, CO
    Grand Junction, CO
    Grand Junction, CO
Other Businesses

1. 6/5/2025: Bookcliff Country Club; At reported business location(s); Non-Profit Board Member; Inv. related; start date 2/3/2021; 2hrs/mo.; 0hrs during trading. 2. 6/5/2025: PEK Financial; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 1/1/2023; 160hrs/mo.; 120hrs during trading. 3. 6/5/2025: Jones, Keeler, King, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 1/1/2023; 160hrs/mo.; 120hrs during trading. 4. 6/5/2025: Parker King; At reported business location(s); Non-Variable Insurance; Inv. related; start date 1/1/2023; 1hrs/mo. during trading. 5. 6/5/2025: Western Financial Advisors; At reported business location(s); DBA for LPL Business (entity for LPL business; Not inv. related; start date 1/1/2024; 40hr/mo.; 30hrs during trading. 6. 6/5/2025: Diamond K Holdings; At reported business location(s); Business Entity For Tax/Investment Purposes Only); Inv. related; start date 1/1/2024; 0hrs/mo.; 0hrs during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-11
  • S66 Uniform Combined State Law Examination
    2017-03-11
Other Names
  • Parker King
  • Parker Ellis King
  • Parker E King

View on SEC IAPD

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