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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-06-05 |
| TX | RA | APPROVED | 2025-06-05 |
Branch Locations
145 Grand Ave. Ste. D, Grand Junction, CO 81501 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St. Louis | MO | 01/2017 | 12/2020 |
| Axa Advisors, Llc | Grand Junction | CO | 03/2016 | 09/2016 |
| Unemployed | Grand Junction | CO | 07/2016 | 12/2016 |
| Western International Securities, Inc. | Pasadena | CA | 12/2020 | 06/2025 |
| Lpl Financial Llc | Grand Junction | CO | 06/2025 | Present |
1. 6/5/2025: Bookcliff Country Club; At reported business location(s); Non-Profit Board Member; Inv. related; start date 2/3/2021; 2hrs/mo.; 0hrs during trading. 2. 6/5/2025: PEK Financial; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 1/1/2023; 160hrs/mo.; 120hrs during trading. 3. 6/5/2025: Jones, Keeler, King, LLC; At reported business location(s); Business Entity For Tax/Investment Purposes Only; Inv. related; start date 1/1/2023; 160hrs/mo.; 120hrs during trading. 4. 6/5/2025: Parker King; At reported business location(s); Non-Variable Insurance; Inv. related; start date 1/1/2023; 1hrs/mo. during trading. 5. 6/5/2025: Western Financial Advisors; At reported business location(s); DBA for LPL Business (entity for LPL business; Not inv. related; start date 1/1/2024; 40hr/mo.; 30hrs during trading. 6. 6/5/2025: Diamond K Holdings; At reported business location(s); Business Entity For Tax/Investment Purposes Only); Inv. related; start date 1/1/2024; 0hrs/mo.; 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-03-11 |
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