Best Investors Account Sign in
Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

500 Plum St Ste 301, Syracuse, NY 13204 • United States

503 N Main St, North Syracuse, NY 13212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc East Syracuse NY 02/2016 11/2024
The Prudential Insurance Company Of America East Syracuse NY 04/2016 Present
Tactical Financial Solutions East Syracuse NY 02/2023 Present
Lpl Enterprise, Llc East Syracuse NY 11/2024 Present
  • 02/2016 → 11/2024
    East Syracuse, NY
  • 04/2016 → Present
    The Prudential Insurance Company Of America
    East Syracuse, NY
  • 02/2023 → Present
    Tactical Financial Solutions
    East Syracuse, NY
  • 11/2024 → Present
    East Syracuse, NY
Previous Registrations
Other Businesses

TACTICAL FINANCIAL SOLUTIONS POSITION: Financial Professional NATURE: Insurance and Investments INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/23/2023 ADDRESS: 108 Ball Street, Suite 100, East Syracuse NY 13057, United States DESCRIPTION: Sales and Service of Insurance and Investments

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-03-22
  • S63 Uniform Securities Agent State Law Examination
    2016-03-22

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Syracuse, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor