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190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-02-06 |
Branch Locations
190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | St. Louis | MO | 05/2017 | 09/2017 |
| Wells Fargo Clearing Services | St. Louis | MO | 06/2016 | 05/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Ladue | MO | 09/2017 | 08/2020 |
| Bank Of America, N.A. | Ladue | MO | 03/2018 | 08/2020 |
| Ubs Financial Services Inc. | St Louis | MO | 08/2020 | Present |
| Moneta Group Investment Advisors, Llc | St. Louis | MO | 02/2024 | Present |
1) I*124670 For profit or not for profit: Non-Profit Organization Name of outside business organization: Affinia Healthcare Foundation Investment related: N Address of business: Saint Louis, Missouri 63107 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 7/3/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Plan events for the foundation to attract new members. 3)NAME OF OTHER BUSINESS: Spirit of St. Louis Women's Fund / INVESTMENT RELATED?: N / ADDRESS:2 Oak Knoll ParkSaint Louis, MO / NATURE OF THE BUSINESS: I am the Vice Chair of Membership and a Board Member. I will assist in keeping up with membership duties such as planning membership events and providing regular communication to our membership. Starting in August, I will be the President Elect and Membership Chair for 2022-2023 fiscal year. Starting in 2023-2025, I will be the President. / POSITION: Member of Board of Directors/ DUTIES:As Vice Chair of Membership, I am responsible for the oversight of all membership events and communication to our committee members. Starting in August, I will be the President Elect and Membership Chair for 2022-2023 fiscal year. Starting in 2023-2025, I will serve as President. / START DATE:8/1/2020 / HOURS DEVOTED TO BUSINESS:NA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-22 |
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