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Current Employers
Moneta Group Investment Advisors, Llc

190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-02-06
  • MO RA
    APPROVED
    Since 2024-02-06

Branch Locations

190 Carondelet Plaza Suite 1200, St. Louis, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services St. Louis MO 05/2017 09/2017
Wells Fargo Clearing Services St. Louis MO 06/2016 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladue MO 09/2017 08/2020
Bank Of America, N.A. Ladue MO 03/2018 08/2020
Ubs Financial Services Inc. St Louis MO 08/2020 Present
Moneta Group Investment Advisors, Llc St. Louis MO 02/2024 Present
Previous Registrations
Other Businesses

1) I*124670 For profit or not for profit: Non-Profit Organization Name of outside business organization: Affinia Healthcare Foundation Investment related: N Address of business: Saint Louis, Missouri 63107 Nature of business: Charitable Organization, Position, title, association: Advisory Board Member, Start date of relationship: 7/3/2019 Number of hours devoted: 10 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Plan events for the foundation to attract new members. 3)NAME OF OTHER BUSINESS: Spirit of St. Louis Women's Fund / INVESTMENT RELATED?: N / ADDRESS:2 Oak Knoll ParkSaint Louis, MO / NATURE OF THE BUSINESS: I am the Vice Chair of Membership and a Board Member. I will assist in keeping up with membership duties such as planning membership events and providing regular communication to our membership. Starting in August, I will be the President Elect and Membership Chair for 2022-2023 fiscal year. Starting in 2023-2025, I will be the President. / POSITION: Member of Board of Directors/ DUTIES:As Vice Chair of Membership, I am responsible for the oversight of all membership events and communication to our committee members. Starting in August, I will be the President Elect and Membership Chair for 2022-2023 fiscal year. Starting in 2023-2025, I will serve as President. / START DATE:8/1/2020 / HOURS DEVOTED TO BUSINESS:NA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-14
S63 Uniform Securities Agent State Law Examination 2017-07-22
  • S66 Uniform Combined State Law Examination
    2017-12-14
  • S63 Uniform Securities Agent State Law Examination
    2017-07-22
Designations
Other Names
  • Ally Anne Melvin
  • Ally Melvin
  • Ally Kell

View on SEC IAPD

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