David Douglas Swanson

Employer firm

Brookwood Investment Group CRD 316544

$1.25B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 06/2017
  Massmutual Life Insurance Company
  Lake Oswego, OR
• 06/2016 → 06/2017
  Mml Investors Services, Llc
  Lake Oswego, OR
• 06/2017 → 04/2023
  Swanson Financial Services, Inc.
  Lake Oswego, OR
• 10/2020 → 06/2023
  Freedom Wealth Management Llc
  Lake Oswego, OR
• 11/2020 → 06/2023
  Freedom Wealth Management Llc
  Lake Oswego, OR
• 07/2023 → 01/2025
  Redwood Private Wealth Llc
  Phoenix, AZ
• 04/2025 → Present
  Brookwood Investment Group
  Phoenix, AZ

Previous Registrations

• 2023-07-06 → 2025-03-31
  Redwood Private Wealth
  Portland, OR
  Phoenix, AZ
• 2021-09-01 → 2023-06-01
  Pension Partners
  Lake Oswego, OR
• 2017-05-31 → 2023-04-07
  Swanson Financial Services, Inc.
  Lake Oswego, OR

Other Businesses

1) INDEPENDENT INSURANCE AGENT, INVESTMENT-RELATED; 308 S MONTGOMERY STREET, UNIT 21, PORTLAND OR 97201: NATURE: FIXED INSURANCE PRODUCTS; LICENSED INSURANCE PRODUCER; 80 HOURS DEVOTED PER MONTH ALL DURING SECURITIES TRADING HOURS.

Exams

• S63 Uniform Securities Agent State Law Examination
  2016-03-25
• S65 Uniform Investment Adviser Law Examination
  2016-02-09

Other Names

• David Douglas Swanson