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Matthew Graeme Seto

Wells Fargo Clearing Services, LLC

Seattle, WA

Seattle, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-10-14
WA RA APPROVED 2016-04-27
  • TX RA
    APPROVED_RES
    Since 2025-10-14
  • WA RA
    APPROVED
    Since 2016-04-27

Branch Locations

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

12739 Lake City Way Ne, Seattle, WA 98125 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Seattle WA 02/2016 11/2016
Wells Fargo Bank, Na Seattle WA 09/2012 Present
Wells Fargo Clearing Services, Llc Seattle WA 11/2016 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors Llc
    Seattle, WA
  • 09/2012 → Present
    Wells Fargo Bank, Na
    Seattle, WA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Seattle, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-27
S63 Uniform Securities Agent State Law Examination 2016-04-05
  • S65 Uniform Investment Adviser Law Examination
    2016-04-27
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
Other Names
  • Matthew Seto

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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