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Scott Michael Carmody

Wells Fargo Clearing Services, LLC

Sioux Falls, SD

Sioux Falls, SD

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-14
SD RA APPROVED 2016-05-03
  • TX RA
    APPROVED_RES
    Since 2022-11-14
  • SD RA
    APPROVED
    Since 2016-05-03

Branch Locations

5300 W 41St St, Sioux Falls, SD 57106 • United States

6100 S Old Village Pl Ste 200 [Qu-Rbo], Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sioux Falls SD 02/2016 11/2016
Wells Fargo Bank, Na Sioux Falls SD 04/2006 Present
Wells Fargo Clearing Services, Llc Sioux Falls SD 11/2016 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors Llc
    Sioux Falls, SD
  • 04/2006 → Present
    Wells Fargo Bank, Na
    Sioux Falls, SD
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Sioux Falls, SD
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-27
S63 Uniform Securities Agent State Law Examination 2016-04-05
  • S65 Uniform Investment Adviser Law Examination
    2016-04-27
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
Other Names
  • Scott Carmody

View on SEC IAPD

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Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

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