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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-05-22 |
Branch Locations
10250 Regency Circle Ste 110, Omaha, NE 68114 • United States
5950 Vandervoort Dr Ste C [Satellite], Lincoln, NE 68516 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Lincoln | NE | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Lincoln | NE | 11/2016 | 05/2023 |
| Wells Fargo Advisors Financial Network, Llc | Omaha | NE | 05/2023 | Present |
HALLORAN STAUFFER, LLC; NOT INVESTMENT RELATED; SCOTTSDALE,AZ; 33% OWNERSHIP BY SPOUSE; START DATE 08/26/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; HOLDS VACATION HOME.| RENTAL PROPERTY; INVESTMENT RELATED; SCOTTSDALE,AZ; 25% OWNERSHIP; START DATE 08/26/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.| HALLORAN FINANCIAL, LLC; INV. RELATED; LINCOLN,NE; 100% OWNERSHIP BY SPOUSE; START DATE 05/25/2023; NUMBER OF HOURS PER MONTH 2; NUMBER OF HOURS DURING TRADING 0; FINET PRACTICE OWNED BY HUSBAND ONLY.| RENTAL PROPERTY; INV RELATED; FOUNTAIN HILLS, AZ; 50% OWNERSHIP; START DATE 06/15/2025; 5 HOURS PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-12-21 |
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