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Kelsey Katelynn Ertmer

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6613321

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-11-17
AZ RA APPROVED 2019-11-19
TX RA APPROVED 2019-11-18
  • CA RA
    APPROVED
    Since 2023-11-17
  • AZ RA
    APPROVED
    Since 2019-11-19
  • TX RA
    APPROVED
    Since 2019-11-18

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vanguard Marketing Corporation Scottsdale AZ 07/2017 Present
Vanguard Advisers, Inc. Scottsdale AZ 11/2019 Present
The Vanguard Group, Inc. Scottsdale AZ 07/2017 Present
Jcpenney Brea CA 08/2014 11/2016
Morgan Stanley Long Beach CA 06/2016 04/2017
Bonobos Newport Beach CA 02/2017 07/2017
California State University Of Fullerton Fullerton CA 08/2013 05/2017
  • 07/2017 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
  • 11/2019 → Present
    Vanguard Advisers, Inc.
    Scottsdale, AZ
  • 07/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 08/2014 → 11/2016
    Jcpenney
    Brea, CA
  • 06/2016 → 04/2017
    Morgan Stanley
    Long Beach, CA
  • 02/2017 → 07/2017
    Bonobos
    Newport Beach, CA
  • 08/2013 → 05/2017
    California State University Of Fullerton
    Fullerton, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-07
S63 Uniform Securities Agent State Law Examination 2017-09-06
  • S66 Uniform Combined State Law Examination
    2019-11-07
  • S63 Uniform Securities Agent State Law Examination
    2017-09-06
Other Names
  • Kelsey Katelynn Ertmer
  • Kelsey Ertmer

View on SEC IAPD

Nearby Firms

BRIDGELIGHT CAPITAL LLC
MERCER GLOBAL ADVISORS INC.
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Nearby Investors

GARY TODD STRINGER
SHAUN ELIZABETH BRACKEN
KENNETH ROY BLACKBURN

Nearby Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ

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