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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2023-05-31 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services | St Louis | MO | 02/2016 | 05/2019 |
| Office Depot | Bridgeton | MO | 06/2008 | 10/2017 |
| Dorvia Falls | 2003 Crimson | MO | 04/2016 | 10/2016 |
| Wells Fargo Clearing Services | St Louis | MO | 05/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2019-08-15 |
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