Susan Jane Cook

Current Employers

Horizons Wealth Management

82 Patton Ave. Suite 206, Asheville, NC 28801 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2016-12-07
SC	RA	APPROVED	2016-12-07

NC RA
APPROVED

Since 2016-12-07
SC RA
APPROVED

Since 2016-12-07

Branch Locations

82 Patton Ave., Suite 206, Asheville, NC 28801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horizons Wealth Management	Asheville	NC	09/2015	Present

09/2015 → Present

Horizons Wealth Management

Asheville, NC

Other Businesses

1) Part owner of the Rough and Tumble Lodge in New Zealand. No hours during securities trading are used. Approximately 10 hours a month are devoted. 2) Susan Cook Financial Planning; Investment-related; Hendersonville, NC; start date: 4/2023; approximately 10 hrs/month; provision of hourly based fee only financial planning on a project or consultation basis.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-12-07

S65 Uniform Investment Adviser Law Examination

2016-12-07

View on SEC IAPD

Current Employers

Horizons Wealth Management

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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