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Ian Northcott

Wells Fargo Clearing Services, LLC

St. Louis, MO

Chesterfield, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-01-27
MO RA APPROVED 2017-02-09
  • TX RA
    APPROVED
    Since 2020-01-27
  • MO RA
    APPROVED
    Since 2017-02-09

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Chesterfield, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Larson Financial Securities, Llc St. Louis MO 03/2016 12/2016
Wells Fargo Clearing Services St. Louis MO 02/2017 Present
  • 03/2016 → 12/2016
    Larson Financial Securities, Llc
    St. Louis, MO
  • 02/2017 → Present
    Wells Fargo Clearing Services
    St. Louis, MO
Other Businesses

PERIODONTICS OF O'FALLON, NOT INV RELATED, O'FALLON, MO, ACCOUNTING SPECIALIST, START 8/1/2016, 25 HOURS PER MONTH, ZERO DURING TRADING, BOOKKEEPING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-13
  • S66 Uniform Combined State Law Examination
    2016-10-13
Other Names
  • Ian Alexander Northcott

View on SEC IAPD

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