Best Investors Account Sign in

Timothy James Saeli

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6611462

Claim This Profile
Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-12-06
TX RA APPROVED_RES 2024-12-02
  • AZ RA
    APPROVED
    Since 2024-12-06
  • TX RA
    APPROVED_RES
    Since 2024-12-02

Branch Locations

14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wake Forest University School Of Business Winston Salem NC 08/2013 05/2017
Service Desk At Wake Forest University Winston Salem NC 02/2014 05/2017
Wake Forest University Winston Salem NC 08/2013 05/2017
The Vanguard Group, Inc. Scottsdale AZ 06/2017 Present
Tjsales Enterprises, Llc Scottsdale AZ 03/2022 Present
Vanguard Marketing Group, Inc. Scottsdale AZ 06/2017 Present
Vanguard Advisers, Inc. Scottsdale AZ 12/2024 Present
  • 08/2013 → 05/2017
    Wake Forest University School Of Business
    Winston Salem, NC
  • 02/2014 → 05/2017
    Service Desk At Wake Forest University
    Winston Salem, NC
  • 08/2013 → 05/2017
    Wake Forest University
    Winston Salem, NC
  • 06/2017 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 03/2022 → Present
    Tjsales Enterprises, Llc
    Scottsdale, AZ
  • 06/2017 → Present
    Vanguard Marketing Group, Inc.
    Scottsdale, AZ
  • 12/2024 → Present
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: TJSALES ENTERPRISES, LLC NON-INVESTMENT RELATED ADDRESS: SCOTSDALE, AZ NATURE OF BUSINESS: E-Commerce POSITION: OWNER START DATE: 3/2022 APPROX. HOURS/MONTH: 10 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: ONLINE SALES

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-07-27
  • S63 Uniform Securities Agent State Law Examination
    2017-07-27
Designations
  • Certified Financial Planner
Other Names
  • Timothy James Saeli
  • Tim Saeli
  • Timothy Saeli

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Scottsdale, AZ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor