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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-02-10 |
| AL | RA | APPROVED | 2022-10-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Franklin | TN | 01/2016 | 12/2018 |
| The Prudential Insurance Company Of America | Franklin | TN | 05/2015 | 12/2018 |
| Mass Mutual Life Insurance Co | Foley | AL | 12/2018 | Present |
| Mml Investors Services, Llc | Foley | AL | 01/2019 | Present |
(1)NAME: DILLON SMITH ENDEAVORS, LLC INV REL: Y, ADD: 112 W SECTION AVE, FOLEY, AL 36535 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER,START DATE: 01/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 (2)NAME: DILLON SMITH INV REL: Y ADD: 112 W SECTION AVE, FOLEY, AL 36535 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/31/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: HEALTH
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-09 |
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