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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-05
MO RA APPROVED 2020-06-12
  • TX RA
    APPROVED
    Since 2020-10-05
  • MO RA
    APPROVED
    Since 2020-06-12

Branch Locations

5305 County Rd. 175, Carthage, MO 64836 • United States

2443 Fairlawn Avenue, Carthage, MO 64836 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Webb City MO 02/2016 03/2017
Voya Financial Advisors, Inc. Webb City MO 03/2017 06/2020
Cambridge Investment Research, Inc. Fairfield IA 06/2020 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 06/2020 Present
Previous Registrations
  • 2017-03-13 → 2020-06-12
    Des Moines, IA
    Webb City, MO
    Des Moines, IA
    West Des Moines, IA
  • 2017-01-17 → 2017-03-14
    National Planning Corporation
    Webb City, MO
Other Businesses

1) MEDICARE 4 STATES DBA HFI MEDICARE, 2443 Fairlawn Ave., Carthage MO 64836, United States, 12/2019, President, Insurance/Benefits/Human Resources, NIR, 40 HR/MO - 20 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 06/2020, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO 80 HR/MO TRADING 3) 4 MY KIDS, LLC, DBA HEARTLAND FINANCIAL INVESTMENTS, 2443 FAIRLAWN AVE CARTHAGE MO, 04/2016, PRESIDENT, REAL ESTATE, INV REL, 200 HR/MO 200 HR/MO TRADING 4) 4 MY KIDS PROPERTIES, LLC, 5305 COUNTY ROAD 175, CARTHAGE, MO, 08/2020, MANAGER, REAL ESTATE, NIR, 21 HR/MO, 17 HR/MO TRADING 5) HFI ADVISORS, 22443 FAIRLAWN AVE CARTHAGE MO, 10/13/2020, PRESIDENT, DBA, INV REL, 180 HR/MO, 160 HR/MO TRADING 6) BROADVIEW INVESTMENT CLUB III, 222 GRANT ST, CARTHAGE, MO, 05/2016, INVESTMENT CLUB PARTICIPANT, NIR, 2 HR/MO, 0 HR/MO TRADING 7) 4KW LLC., 2443 FAIRLAWN AVE CARTHAGE MO 64836, 03/2023, OWNER, Selling and servicing property and casualty insurance, INV REL, 10 HR/MO 10 HR/MO TRADING 8) SCOTT FARMS, 5305 COUNTY ROAD 175 CARTHAGE MO 64836, 03/2023, OWNER, AGRICULTURE, NIR, 1 HR/ MO 1 HR/MO TRADING 9) CARTHAGE COMMUNITY FOUNDATION, 221 W. 4th Street, Carthage MO 64836, 05/15/2023, Advisory Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 1 HR/MO - 1 HR/MO TRADING 10) CHRISTIAN PARENTING MINISTRY, 5305 County Road 175, Carthage MO 64836, United States, 01/12/2026, TREASURER, VOLUNTEER, NIR, 4 HR/MO - 1 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-22
S63 Uniform Securities Agent State Law Examination 2016-04-16
  • S66 Uniform Combined State Law Examination
    2016-12-22
  • S63 Uniform Securities Agent State Law Examination
    2016-04-16
Other Names
  • Patrick Scott

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