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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-05-03
  • GA RA
    APPROVED
    Since 2022-05-03

Branch Locations

2727 North Columbia St, Milledgeville, GA 31061 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Proequities, Inc Milledgeville GA 02/2016 05/2022
Kestra Investment Services, Llc Milledgeville GA 05/2022 Present
Kestra Advisory Services, Llc Milledgeville GA 05/2022 Present
  • 02/2016 → 05/2022
    Proequities, Inc
    Milledgeville, GA
  • 05/2022 → Present
    Kestra Investment Services, Llc
    Milledgeville, GA
  • 05/2022 → Present
    Milledgeville, GA
Previous Registrations
  • 2019-09-03 → 2022-05-02
    Concourse Financial Group Securities, Inc.
    Milledgeville, GA
Other Businesses

PROTECTIVE FINANCIAL SERVICES POSITION: Client Service Representative NATURE: Admin INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 02/01/2016 ADDRESS: 2727 North Columbia St, Milledgeville GA 31061, United States DESCRIPTION: Assist FA PROTECTIVE FINANCIAL SERVICES POSITION: Client Service Rep NATURE: Registered Field Assistant INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/02/2022 ADDRESS: 2727 North Columbia St, Milledgeville GA 31061, United States DESCRIPTION: Assist Rep, provide customer service, process apps KESTRA ADVISORY SERVICES POSITION: Client Service Rep NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/02/2022 ADDRESS: 5707 southwest pkwy, BLDG 2, suite 400, Austin TX 78735, United States DESCRIPTION: Customer service, assist reps, process apps

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-08-17
S63 Uniform Securities Agent State Law Examination 2018-09-29
  • S65 Uniform Investment Adviser Law Examination
    2019-08-17
  • S63 Uniform Securities Agent State Law Examination
    2018-09-29
Other Names
  • Dannielle Christine Maldonado
  • Dannielle B Collett
  • Dannielle Christine Both
  • Dannielle Maldonado

View on SEC IAPD

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