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Bruce H Vaughn

Wells Fargo Clearing Services, LLC

Milledgeville, GA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-03-16
GA RA APPROVED 2008-01-01
  • TX RA
    APPROVED
    Since 2018-03-16
  • GA RA
    APPROVED
    Since 2008-01-01

Branch Locations

3008 Heritage Rd Ne Ste B, Milledgeville, GA 31061 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Milledgeville GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Milledgeville GA 11/2016 Present
Previous Registrations
  • 2003-03-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Milledgeville, GA
    Milledgeville, GA
    St. Louis, MO
Other Businesses

RENTAL PROPERTY; INV RELATED; MILLEDGEVILLE, GA; 100% OWNERSHIP; START 12/2005; ONE HOUR DEVOTED PER MONTH; NONE DURING TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-03-19
  • S63 Uniform Securities Agent State Law Examination
    1999-03-19
Designations
Other Names
  • Bruce Vaughn
  • Bruce Howard Vaughn

View on SEC IAPD

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Other Offices

EDWARD JONES · Milledgeville, GA
CETERA INVESTMENT ADVISERS LLC · MILLEDGEVILLE, GA
KESTRA ADVISORY SERVICES, LLC · Milledgeville, GA
EDWARD JONES · MILLEDGEVILLE, GA
AMERIPRISE FINANCIAL SERVICES, LLC · MILLEDGEVILLE, GA
LPL FINANCIAL LLC · EATONTON, GA
STATE FARM INVESTMENT MANAGEMENT CORP. · Eatonton, GA
BLUEPRINT FINANCIAL STRATEGIES, LLC · EATONTON, GA

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