Mary Stuart Swan

Employer firm

Leigh Baldwin & Co., LLC CRD 38751

$291M regulatory AUM 687 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 08/2017
  Mml Investors Services, Llc
  Syracuse, NY
• 08/2017 → 12/2020
  Morgan Stanley
  Syracuse, NY
• 05/2016 → 03/2017
  Massmutual
  Plymouth Meeting, PA
• 10/2017 → 12/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 01/2021 → Present
  Leigh Baldwin & Co., Llc
  Cazenovia, NY

Previous Registrations

• 2017-10-19 → 2020-12-09
  Morgan Stanley
  Syracuse, NY
• 2017-03-25 → 2017-05-30
  Mml Investors Services, Llc
  Newtown Square, PA
  Syracuse, NY
• 2016-05-23 → 2017-03-25
  Msi Financial Services, Inc.
  Newtown Square, PA
  Plymouth Meeting, PA

Other Businesses

9/2018- Board Member Girls on the Run Upstate NY; help with fundraising and organize event, non investment related; 20-30 hrs/year, aprox 10 hrs/year during market hours; no ownership. 4/2021- Teaching night courses at MainLine School Night (web); non investment related, though investment topics are covered; aprox 10 hrs per year during non market hours; no ownership. 5/2023- Board Member Manlius Pebble Hill School; review budget/ school activities; non investment related; 1-5 hrs/month, aprox 1-2/ month during market hours; no ownership.

Exams

• S66 Uniform Combined State Law Examination
  2016-03-18

Other Names

• Mary Swan Braverman
• Mary Swan