Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-01-11 |
| NY | RA | APPROVED | 2023-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 03/2016 | 11/2023 |
| Triad Hybrid Solutions | Norcross | GA | 03/2016 | 11/2023 |
| Lpl Financial Llc | Manlius | NY | 11/2023 | Present |
1) 11/29/2023 - U5 Holding Company LLC - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Manlius, NY - Start: 07/2017 2) 11/29/2023 - Upstate Financial Network, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start Date 10/14/2016 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-06 |
| S63 | Uniform Securities Agent State Law Examination | 1985-05-16 |
Reach out to this advisor