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Stephan Michael Kungl

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chandler, AZ

Mesa, AZ

La Jolla, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-04-25
TX RA APPROVED 2017-04-25
  • CA RA
    APPROVED
    Since 2017-04-25
  • TX RA
    APPROVED
    Since 2017-04-25

Branch Locations

2555 W Chandler Blvd, Chandler, AZ 85224 • United States

Mesa, AZ • United States

7680 Girard Ave Global Human Resources- The Academy, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Angels Baseball Lp Anaheim CA 07/2013 10/2016
Wells Fargo Advisors Llc Ladera Ranch CA 09/2016 11/2016
Wells Fargo Bank, Na Ladera Ranch CA 07/2016 04/2017
Wells Fargo Clearing Services, Llc Ladera Ranch CA 11/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lake Forest CA 04/2017 Present
Bank Of America, N.A. Lake Forest CA 04/2017 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-19
  • S66 Uniform Combined State Law Examination
    2016-04-19
Other Names
  • Stephan Michael Kungl
  • Stephan M Kungl
  • Stephan Kungl

View on SEC IAPD

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EDWARD JONES
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VAL VISTA CAPITAL MANAGEMENT, LLC
WELLS FARGO CLEARING SERVICES, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
INDEPENDENT FINANCIAL GROUP, LLC
MEREDITH DEKKER FINANCIAL SERVICES, LLC

Other Investors

Aaron D Hyde
Kelly A Luft
ADRIENNE TERENA BORCHERS
Eric Sitton
SAMUEL J SMITH
RENEE JEAN HRUSKA
ANDREA MICHELLE MCLELLAND
Christine Lynne Lobdell Raney

Other Offices

J.P. MORGAN SECURITIES LLC · CHANDLER, AZ
EDWARD JONES · CHANDLER, AZ
LPL FINANCIAL LLC · CHANDLER, AZ
VAL VISTA CAPITAL MANAGEMENT, LLC · SUN LAKES, AZ
WELLS FARGO CLEARING SERVICES, LLC · CHANDLER, AZ
EDWARD JONES · SUN LAKES, AZ
STATE FARM INVESTMENT MANAGEMENT CORP. · Chandler, AZ
INDEPENDENT FINANCIAL GROUP, LLC · CHANDLER, AZ

More in Chandler, AZ

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