Spencer Philip Warn

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 06/2019
  Foresters Financial Services
  Southfield, MI
• 06/2019 → Present
  Cetera Investment Advisers Llc
  Farmington Hls, MI
• 06/2019 → Present
  Cetera Investment Services Llc
  St. Cloud, MN

Previous Registrations

• 2018-06-21 → 2019-06-24
  Foresters Advisory Services, Llc
  Farmington Hills, MI

Other Businesses

1. RENTAL PROPERTY, 100% OWNER, SAME AS REGISTERED LOCATION, 1HR/WK 2. VOLUNTEER PRESIDENT OF LOCAL BUSINESS NETWORKING GROUP, CREATING AGENDA AND PRESIDING OVER MEETING, 1/HR/WK 3. TRUSTED PERSON FOR FATHER'S FFL, MISOT INC

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-04-14
• S63 Uniform Securities Agent State Law Examination
  2016-03-14

Designations

• Certified Financial Planner