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2687 44Th Street Se, Kentwood, MI 49512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-01-01 |
Branch Locations
132 W International Speedway Blvd Ste 23, Daytona Beach, FL 32114 • United States
2687 44Th Street Se, Kentwood, MI 49512 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W&S Brokerage Services | Cincinnati | OH | 02/2016 | 05/2018 |
| Western Southern Life | Maitland | FL | 06/2015 | 05/2018 |
| The Prudential Insurance Company Of America | Port Orange | FL | 05/2018 | 07/2022 |
| Pruco Securities, Llc | Port Orange | FL | 05/2018 | 03/2022 |
| Regulus Financial Group, Llc | Kentwood | MI | 08/2022 | Present |
| Regal Investment Advisors | Kentwood | MI | 04/2023 | Present |
H&R INSURANCE AND FINANCIAL SERVICES LLC POSITION: Partner NATURE: Finance and Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 12/01/2021 ADDRESS: 29 Kingsbridge Crossing Dr, Ormond Beach, FL 32174 DESCRIPTION: Commercial Liability Insurance and Property Insurance
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-02 |
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