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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-01
FL RA APPROVED 2023-01-20
  • TX RA
    APPROVED
    Since 2023-02-01
  • FL RA
    APPROVED
    Since 2023-01-20

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1616 Concierge Blvd, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Deland FL 09/2017 Present
Stetson University Deland FL 04/2017 09/2017
Publix Deland FL 08/2016 04/2017
Follett High Ed Group Deland FL 03/2015 09/2016
Stetson University Deland FL 08/2014 05/2017
Fleishel Financial Associates Deland FL 09/2017 03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Daytona Beach FL 03/2022 Present
  • 09/2017 → Present
    Raymond James Financial Services, Inc.
    Deland, FL
  • 04/2017 → 09/2017
    Stetson University
    Deland, FL
  • 08/2016 → 04/2017
    Publix
    Deland, FL
  • 03/2015 → 09/2016
    Follett High Ed Group
    Deland, FL
  • 08/2014 → 05/2017
    Stetson University
    Deland, FL
  • 09/2017 → 03/2022
    Fleishel Financial Associates
    Deland, FL
  • 03/2022 → Present
    Daytona Beach, FL
Other Businesses

Fleishel Financial Associates Address: Deland, FL Nature of the Business: Independent RIA Position/Title: Employee Investment Related:Yes Start Date: 11/27/2017 Hours per month devoted to this business: 175 Hours per month devoted to this business during trading hours: 140 Description of duties: Client services, administrative and operations tasks.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-09
  • S66 Uniform Combined State Law Examination
    2023-01-09

View on SEC IAPD

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