Kimberly Michelle Jennings

Charles Schwab & Co., Inc.

Claim This Profile

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2019-01-02
AL	RA	APPROVED	2012-06-01

TX RA
APPROVED_RES

Since 2019-01-02
AL RA
APPROVED

Since 2012-06-01

Branch Locations

7051 Fain Park Drive Suite 117, Montgomery, AL 36117 • United States

2845 Old Milton Pkwy, Alpharetta, GA 30009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Montgomery	AL	05/2012	Present
Charles Schwab Bank	Montgomery	AL	05/2012	Present

05/2012 → Present

Charles Schwab & Co., Inc.

Montgomery, AL
05/2012 → Present

Charles Schwab Bank

Montgomery, AL

Previous Registrations

2009-10-05 → 2012-05-17

Ameriprise Financial Services, Llc

Prattville, AL
2009-02-04 → 2009-10-05

Ameriprise Advisor Services, Inc.

Prattville, AL
2008-01-01 → 2009-02-03

Wells Fargo Clearing Services, Llc

Montgomery, AL
2005-01-25 → 2008-01-01

A. G. Edwards & Sons, Inc.

Montgomery, AL

Montgomery, AL

St. Louis, MO

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-01-24

S66 Uniform Combined State Law Examination

2005-01-24

Other Names

Kimberly Jennings
Kim Jennings

View on SEC IAPD

Other Firms

RWC WEALTH MANAGEMENT, INC.

LPL ENTERPRISE, LLC

MARBLE WEALTH, LLC

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

EAGLE STRATEGIES LLC

SYNOVUS SECURITIES, INC.

SUMMIT FINANCIAL, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

RICHARD K.E. AKINYEMI

RICHARD DALE STEWART

MATTHEW BLAKE MURPHY

Dustin Grant Hatfield

Emily Lauren Farrior

REBECCA HARDWICH BAKER

ADAM MILLER ROGERS

Other Offices

RWC WEALTH MANAGEMENT, INC. · MONTGOMERY, AL

LPL ENTERPRISE, LLC · MONTGOMERY, AL

MARBLE WEALTH, LLC · MONTGOMERY, AL

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Montgomery, AL

EAGLE STRATEGIES LLC · MONTGOMERY, AL

SYNOVUS SECURITIES, INC. · MONTGOMERY, AL

SUMMIT FINANCIAL, LLC · MONTGOMERY, AL

EAGLE STRATEGIES LLC · MONTGOMERY, AL

More in Montgomery, AL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor