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Current Employers
Gwn Securities Inc.

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2012-11-16
  • UT RA
    APPROVED
    Since 2012-11-16

Branch Locations

952 South Main St., Ste. B1, Layton, UT 84041 • United States

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • USA

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764 • United States

1268 West South Jordan Parkway Ste. 201, South Jordan, UT 84095 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gwn Securities Inc. Palm Beach Gardens FL 11/2012 Present
Previous Registrations
  • 2010-03-08 → 2012-11-16
    Legend Advisory, Llc
    Layton, UT
    Palm Beach Gardens, FL
  • 2005-02-23 → 2010-03-16
    Salt Lake City, UT
    Layton, UT
    Salt Lake City, UT
Other Businesses

MISC LIFE, HEALTH AND ANNUITIES-LIST ON FILE, TIME 5% INCOME 5% STONE HILL NATIONAL POSITION: REP NATURE: STONE HILL IS A GENERAL AGENT FOR HEALTH AND LIFE AND ANNUITIES, AND GENERAL AGENT. INVESTMENT RELATED: YES NUMBER OF HOURS: 5 INVESTMENT RELATED HOURS: 5 START DATE: 03/05/2010 ADDRESS: 257 E 200 S #100, SALT LAKE CITY UT 84111 DESCRIPTION: ,I WRITE A SMALL AMOUT OF HEALTH INSURANCE THROUGHT STONE HILL, THEY ACT AS A GENERAL AGENT. BLAIR WILDING FINANCIAL SERVICES, LLC POSITION: OWNER/PARTNER NATURE: THIS BUSINESS/ENTITY WAS CREATED FOR TAX PURPOSE ONLY. ALL OF MY COMMISSIONS ARE PASSED THROUGH THE LLC TO TRACK FOR TAXES. INVESTMENT RELATED: YES NUMBER OF HOURS: 1 INVESTMENT RELATED HOURS: 1 START DATE: 12/15/2010 ADDRESS: 1851 N 75 E, LAYTON UT 84041 DESCRIPTION: I TRANSFER COMMISSION CHECKS FROM MY PERSONAL ACCOUNT TO THE LLC'S BUSINESS ACCOUNT FOR TRACKING PURPOSES FOR TAXES. JEREMY J HANSEN INSURANCE SERVICES POSITION: REFERRAL AGENT NATURE: HEALTH INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 7 START DATE: 07/01/2011 ADDRESS: 225 N ADAMSWOOD RD., LAYTON UT 84040 DESCRIPTION: JEREMY IS A GROUP HEALTH INSURANCE REP, AND I REFER HIM TO BUSINESSES THAT NEED GROUP INSURANCE I HAVE CONTACTS WITH. BLACKRIDGE WEALTH MANAGEMENT POSITION: Partner NATURE: BlackRidge Wealth Managment is the DBA that I use for my retirement planning business. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 8 START DATE: 10/19/2015 ADDRESS: 952 S Main St, STE B1, Layton UT 84041 DESCRIPTION: Offering Retirement planning,annuities, and insurance to my clients GUIDED INVESTMENT SOLUTIONS, LLC POSITION: Owner/partner NATURE: Guided investment Solution, LLC was created to purchase my office building and perform payroll, no income is derived from this activity. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/23/2015 ADDRESS: 952 S Main St, STE B1, Layton UT 84041 DESCRIPTION: Pay property taxes, and report payroll. LENZ FINANCIAL GROUP POSITION: producer NATURE: Lenz Financial Group is marketing group that helps with Life Insurance and fixed annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2017 ADDRESS: 5550 SW Macadam Ave, Suite 120, Portland OR 97239, United States DESCRIPTION: Selling appropriate and sutiable insurance products and annuities ISLAND PARK ADVENTURE RETREATS, LLC Is Not Investment Related, Rental Property, Registered Agent/partner, 2023-07-27, 3 hours per month, 0 hours per month during trading hours, Other Compensation, Rental property that I am a partner in with family. I will receive some rental income if the property can cover all the costs. So far I have not received any income. I spend 3-5 hours a month on this business.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-02-15
  • S66 Uniform Combined State Law Examination
    2005-02-15

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