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Micki Hicks

The Leonard Financial Group, LLC

Riverside, CA

CRD 6609930

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Employer firm

The Leonard Financial Group, LLC CRD 123651

$47.8M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
The Leonard Financial Group, Llc

6820 Indiana Avenue Suite 230, Riverside, CA 92506 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-03-11
  • CA RA
    APPROVED
    Since 2016-03-11

Branch Locations

6820 Indiana Avenue Suite 230, Riverside, CA 92506 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Leonard Financial Group, Llc Riverside CA 09/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-09
  • S65 Uniform Investment Adviser Law Examination
    2016-01-09
Other Names
  • Nhung Thi Nguyen
  • Tuyet Nhung Thi Nguyen

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CETERA INVESTMENT ADVISERS LLC
UBS FINANCIAL SERVICES INC.

Nearby Investors

Dennis D Egizi
Damian MICHAEL Brown
SCOTT MICHAEL ROBSON

Nearby Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · RIVERSIDE, CA
CETERA INVESTMENT ADVISERS LLC · Riverside, CA
UBS FINANCIAL SERVICES INC. · RIVERSIDE, CA

More in Riverside, CA

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