Sophoan Prak

Vanguard Advisers, Inc.

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Current Employers

Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-10-18
TX	RA	APPROVED	2017-10-18

PA RA
APPROVED

Since 2017-10-18
TX RA
APPROVED

Since 2017-10-18

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Vanguard Group, Inc.	Malvern	PA	11/2004	Present

11/2004 → Present

The Vanguard Group, Inc.

Malvern, PA

Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2005-03-08

S63 Uniform Securities Agent State Law Examination

2005-03-08

Designations

View on SEC IAPD

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Other Investors

MARK EDWARD MUELLER

ROBERT STACY FRIED

Matthew Maskarinec

MICHAEL JOHN JORDAN

SIMON ANTOINE ARRATA

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · MALVERN, PA

STATE FARM INVESTMENT MANAGEMENT CORP. · Paoli, PA

MVO PRIVATE WEALTH, LLC · MALVERN, PA

LPL FINANCIAL LLC · Malvern, PA

TRAYNOR CAPITAL MANAGEMENT · MALVERN, PA

NORTHEAST ADVISERS, INC. · PAOLI, PA

HARVEST FINANCIAL PARTNERS · PAOLI, PA

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