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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2020-12-17 |
| TX | RA | APPROVED_RES | 2020-12-09 |
Branch Locations
14321 N. Northsight Blvd., Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Phoenix | AZ | 02/2016 | 10/2018 |
| Repic Builders | Glendale | AZ | 11/2009 | 02/2021 |
| Repic | Glendale | AZ | 02/2012 | 12/2018 |
| Schwab Private Client Investment Advisory, Inc. | Phoenix | AZ | 10/2018 | 12/2018 |
| Kingdom Financial Group Llc | Peoria | AZ | 08/2019 | 04/2020 |
| Fullerton Financial Planning | Peoria | AZ | 08/2019 | 04/2020 |
| The Vanguard Group, Inc. | Scottsdale | AZ | 11/2020 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: ZAMPINI ENTERPRISES, LLC INVESTMENT-RELATED ADDRESS: PEORIA, AZ NATURE OF BUSINESS: RENTAL PROPERTY POSITION: LANDLORD/OWNER START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 25 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SCREENING TENANTS; MAINTAINING THE PROPERTY NAME OF BUSINESS: URBAN TERRACE, LLC INVESTMENT-RELATED ADDRESS: GLENDALE, AZ NATURE OF BUSINESS: RENTAL PROPERTY POSITION: LANDLORD/OWNER START DATE: 10/2024 APPROXIMATE HOURS/MONTH: 32 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MARKETING. COLLECTING RENT. SCHEDULING REPAIRS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2016-07-23 |
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