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8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | San Ramon | CA | 02/2016 | 09/2020 |
| Charles Schwab Bank | San Ramon | CA | 08/2017 | 09/2020 |
| Ae Wealth Management, Llc | Topeka | HI | 10/2020 | 01/2021 |
| Advisory Services Network, Llc | Atlanta | GA | 02/2021 | 12/2021 |
| Personal Capital Advisors Corporation | Vacaville | CA | 01/2022 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2023 | Present |
1) Harrison Hodges: Mortgage Loan Origination, Non-investment related, I will be assisting home buyers with obtaining a mortgage loan. Devote 10 hours a month and revote 5 hours during trading hours. Work Remotely. 2) Hodges Strategies LLC DBA The Mortgage Tenders: member, mortgage loan originator. Start date 09/2021. Helping clients work with lenders to secure financing for real estate. Time spent approximately 20 hours per month, all during trading hours. Not investment related activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-07-29 |
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