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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MT | RA | APPROVED | 2023-10-16 |
| TX | RA | APPROVED | 2023-10-13 |
Branch Locations
875 Harmon Stream Blvd Suite 200, Bozeman, MT 59718 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Cincinnati | OH | 02/2016 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cincinnati | OH | 11/2016 | 10/2023 |
| Stifel, Nicolaus & Company, Incorporated | Bozeman | MT | 10/2023 | Present |
1. Cancer Support Community Montana; 102 S 11th Ave Bozeman MT 59715; Cancer Support Community (CSC) is a national non-profit organization dedicated to providing support to those stricken by cancer; Finance Committee Member; To perform quarterly finance reviews, review financial procedures, present budget and procedure recommendations to board; 01/17/2024; 2.00hrs/quarter; Not during securities trading hours; Not Investment-Related 2. Cancer Support Community Montana; 102 S 11th Ave Bozeman MT 59715; Cancer Support Community Montana uplifts and strengthens people impacted by cancer by providing support, fostering compassionate; Board of Trustees; We meet monthly to assure the Cancer Support Community Montana has a sustainable business plan with financial ove; 10/03/2025; 70hrs/yr; During securities trading hours; Not investment related 3. Cancer Support Community Montana; 102 S 11th Ave Bozeman MT 59715; Cancer Support Community Montana uplifts and strengthens people impacted by cancer by providing support; Vice President of Board of Trustees; I am currently on the board, but the president of the board wants me to be the VP to help lead meetings he is not able to attend; 06/11/2026; 3 hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-22 |
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