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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-19 |
| AZ | RA | APPROVED | 2021-10-08 |
| TX | RA | APPROVED | 2021-10-04 |
Branch Locations
14321 North Northsight Blvd, Scottsdale, AZ 85260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Vanguard Group, Inc. | Scottsdale | AZ | 02/2016 | Present |
| Safeway Inc | Tempe | AZ | 03/2001 | 01/2018 |
| Arizona Autism United | Phoenix | AZ | 08/2020 | 05/2023 |
| B And B Treehouse | Scottsdale | AZ | 05/2022 | 04/2024 |
| Arizona Autism United | Phoenix | AZ | 04/2024 | Present |
EMPLOYEE OF THE VANGUARD GROUP, INC (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355 NAME OF BUSINESS: ARIZONA AUTISM UNITED NON-INVESTMENT RELATED ADDRESS: PHOENIX, AZ NATURE OF BUSINESS: NON-PROFIT POSITION: DIRECT PROVIDER START DATE: 04/2024 APPROX. HOURS/MONTH: 100 HOURS DEVOTED DURING TRADING HOURS: 20 DUTIES: PROVIDE THERAPY SERVICES FOCUSING ON GENERAL LIFE SKILLS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-08 |
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