Thomas Dalton Bray

Current Employers

Employment History

• 10/2013 → Present
  Waterstone Financial Group
  St Louis, MO
• 07/2017 → 03/2022
  Disney
  Orlando, FL
• 03/2016 → 05/2020
  Cetera Advisor Networks
  El Segundo, CA
• 05/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: WATERSTONE FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 05/2020 POSITION/TITLE/RELATIONSHIP: ADMINISTRATIVE APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF HOURS DURING TRADING HOURS: 20 BRIEF DESCRIPTION OF DUTIES: PERFORM ADMINISTRATIVE DUTIES 2. NAME OF OTHER BUSINESS: THOMAS D., BRAY; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: CORALS & TROPICAL FISH; START DATE: 6/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5-6 ; APX NUMBER OF HOURS DURING TRADING HOURS: 5-6 ; BRIEF DESCRIPTION OF DUTIES: RAISE CORALS AND TROPICAL FISH, SELL PRODUCT ONLINE;

Exams

• S63 Uniform Securities Agent State Law Examination
  2023-01-07
• S65 Uniform Investment Adviser Law Examination
  2022-05-12