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Jerry Andrew Nix

LPl Financial LLC

Brentwood, TN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-07
TN RA APPROVED 2021-07-21
  • TX RA
    APPROVED
    Since 2026-04-07
  • TN RA
    APPROVED
    Since 2021-07-21

Branch Locations

1648 Westgate Circle Ste 101, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Franklin TN 01/2016 07/2021
Various Insurance Carriers For W&R Insurance Agencies Nolensville TN 08/2016 07/2021
Personal Referral Network Franklin TN 03/2017 07/2021
James Stites Franklin TN 01/2018 07/2021
Williamson County Young Republicans Franklin TN 08/2018 07/2021
Kickin It 615 Nashville TN 02/2020 07/2021
Lpl Financial Llc Franklin TN 07/2021 Present
  • 01/2016 → 07/2021
    Waddell & Reed Inc
    Franklin, TN
  • 08/2016 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    Nolensville, TN
  • 03/2017 → 07/2021
    Personal Referral Network
    Franklin, TN
  • 01/2018 → 07/2021
    James Stites
    Franklin, TN
  • 08/2018 → 07/2021
    Williamson County Young Republicans
    Franklin, TN
  • 02/2020 → 07/2021
    Kickin It 615
    Nashville, TN
  • 07/2021 → Present
    Franklin, TN
Previous Registrations
  • 2016-10-18 → 2021-07-21
    Waddell & Reed
    Brentwood, TN
    Nashville, TN
    Charleroi, PA
    Franklin, TN
Other Businesses

1- 04/2021 / DBA for LPL Business (entity for LPL business) / Franklin Financial Advisors / Investment Related / Franklin TN 37067 2- 09/30/2022 - Associates of Clifton Park - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 09/20/2022 - 10 Hours Per Month/0 Hours During Securities Trading. 3- 12/21/2022 - No Business Name - Investment Related - Home Based - Other - Notary - Notary - Start Date - 11/02/2022 - 2 Hours Per Month/0 Hours During Securities Trading - Notary Public

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-17
  • S66 Uniform Combined State Law Examination
    2016-10-17
Other Names
  • Drew Nix

View on SEC IAPD

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