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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2020-08-26 |
Branch Locations
168 West Ridge Pike Ste 202, Limerick, PA 19468-1774 • United States
Gilbertsville, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Limerick | PA | 02/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Limerick | PA | 03/2020 | Present |
Business Ownership; HalHan LLC; N/A; Real estate ownership; 2700 Romig Road, , Gilbertsville, PA, 19525; Not Investment-Related; 01/10/2014; 0 hours per month; 0 during trading hours. Outside Employment; Aspen Crest Development, LLC; Employee; Manage advisory business; 168 West Ridge Pike, , Limerick, PA, 19468; Investment-Related; 08/15/2026; 60 hours per month; 60 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-31 |
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