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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2023-01-24 |
Branch Locations
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Washington | DC | 02/2016 | 03/2017 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2016 | 03/2017 |
| Rbc Capital Markets, Llc | Conshohocken | PA | 04/2017 | 01/2023 |
| City National Bank | Conshohocken | PA | 10/2022 | 01/2023 |
| Kestra Investment Services, Llc | Falls Church | VA | 01/2023 | Present |
| Kestra Advisory Services, Llc | Falls Church | VA | 01/2023 | Present |
Name: CAPSTONE POSITION: Vice President NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2023 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043 DESCRIPTION: Client Service Financial Planning Investment research and due diligence Reporting Name: KESTRA ADVISORY SERVICES POSITION: Vice President NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 01/16/2023 ADDRESS: 5707 Southwest Parkway, Bldg 2, Ste 400, Austin TX 78735 DESCRIPTION: Client Service Reporting Financial Planning Investment Management and due diligence Name: ST. MONICA FINANCE COUNCIL POSITION: Finance Council Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/18/2025 ADDRESS: 63 Main Ave, Berwyn PA 19312, United States DESCRIPTION: Meet once a month to discuss the financial standing of the parish. Name: RBMUHA POSITION: Partner NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/13/2025 ADDRESS: 7639 Leesburg Pike, Falls Church VA 22043, United States DESCRIPTION: Retirement Plan Advisory Services
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-22 |
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