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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-05
NE RA APPROVED 2020-01-16
  • TX RA
    APPROVED_RES
    Since 2026-05-05
  • NE RA
    APPROVED
    Since 2020-01-16

Branch Locations

1111 N 102Nd Court Suite 300, Omaha, NE 68114 • United States

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mass Mutual Life Insurance Company Omaha NE 05/2019 Present
Mml Investors Services Omaha NE 06/2019 Present
Us Army Corps Of Engineers Omaha NE 06/1992 Present
Nebraska Army National Guard/Army Reserve Omaha NE 06/1986 Present
  • 05/2019 → Present
    Mass Mutual Life Insurance Company
    Omaha, NE
  • 06/2019 → Present
    Mml Investors Services
    Omaha, NE
  • 06/1992 → Present
    Us Army Corps Of Engineers
    Omaha, NE
  • 06/1986 → Present
    Nebraska Army National Guard/Army Reserve
    Omaha, NE
Other Businesses

(1)NAME: OMAHA DISTRICT, US ARMY CORPS OF ENGINEERS INV REL: N ADDR: 1616 CAPITOL AVE OMAHA NEBRASKA 68102 NATURE: MILITARY SERVICE POSITION: US ARMY CORPS OF ENGINEERS/DIRECTOR OF PUBLIC AFFAIRS START: 06/1992 NO/HRS: 40 NO/HRS DUR TRADING: 0. (2)NAME: US ARMY RESERVE INV REL: N ADDR: HRC ATTN: AHRD-G8/RMP 1600 SPEARHEAD DIVISION A FT KNOX KY 40122 NATURE: MILITARY SERVICE POSITION: SERGEANT MAJOR START: 06/1986 NO/HRS: 16 NO/HRS DUR TRADING: 0. (3)NAME: T3EM LLC INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTIES POSITION: OWNERSHIP START: 05/2013 NO/HRS: 4 NO/HRS DUR TRADING: 0.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-11-19
S63 Uniform Securities Agent State Law Examination 2019-07-09
  • S65 Uniform Investment Adviser Law Examination
    2019-11-19
  • S63 Uniform Securities Agent State Law Examination
    2019-07-09
Other Names
  • Thomas Andrew Ohara
  • Thomas Andrew O'HAra

View on SEC IAPD

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