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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-15
SD RA APPROVED 2026-01-06
  • TX RA
    APPROVED
    Since 2026-01-15
  • SD RA
    APPROVED
    Since 2026-01-06

Branch Locations

4910 S Isabel Pl Ste 100, Sioux Falls, SD 57108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pfs Investments Inc. Urbandale IA 11/2015 11/2017
Primerica Financial Services Urbandale IA 11/2015 11/2017
Lincoln Investment Fort Washington PA 11/2017 04/2018
Gradient Securities Arden Hills MN 04/2018 12/2022
Heartland Retirement Group Brandon SD 11/2017 12/2022
Principal Securities, Inc. Sioux Falls SD 07/2024 Present
Unemployed Broken Arrow OK 01/2023 03/2023
Unemployed Broken Arrow OK 03/2023 09/2023
Rhema Bible Training College Broken Arrow OK 09/2023 06/2024
Flippo Insurance Sioux Falls SD 06/2024 Present
  • 11/2015 → 11/2017
    Pfs Investments Inc.
    Urbandale, IA
  • 11/2015 → 11/2017
    Primerica Financial Services
    Urbandale, IA
  • 11/2017 → 04/2018
    Lincoln Investment
    Fort Washington, PA
  • 04/2018 → 12/2022
    Gradient Securities
    Arden Hills, MN
  • 11/2017 → 12/2022
    Heartland Retirement Group
    Brandon, SD
  • 07/2024 → Present
    Sioux Falls, SD
  • 01/2023 → 03/2023
    Unemployed
    Broken Arrow, OK
  • 03/2023 → 09/2023
    Unemployed
    Broken Arrow, OK
  • 09/2023 → 06/2024
    Rhema Bible Training College
    Broken Arrow, OK
  • 06/2024 → Present
    Flippo Insurance
    Sioux Falls, SD
Other Businesses

**Door Dash: driver for Door Dash, not investment related, 1616 Pasadena St. Broken Arrow, OK 74011, started May 6, 2024. 8 hours/month, none during trading hours. **Flippo Insurance POSITION: Agent NATURE: Group/Health Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 32 START DATE: 06/12/2024 ADDRESS: 4008 S. Elm Pl, Suite C, Broken Arrow OK 74011, United States DESCRIPTION: Health insurance market for ACA and Medicare beneficiaries. **VICTORY LIFE CHURCH POSITION: Associate Pastor NATURE: Part-Time Ministry Position INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 24 START DATE: 01/01/2026 ADDRESS: 701 East 60th St N, Sioux Falls SD 57104, United States DESCRIPTION: I will be serving as a part-time Associate Pastor for Victory Life Church. My roles will include staff development and administration, reviewing weekly giving reports and financial statements, overseeing usher serve teams and some teaching. OUTSIDE INSURANCE POSITION: Outside Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 07/16/2024 ADDRESS: 4910 S Isabel Place, Suite 100, Sioux Falls SD 57108, United States DESCRIPTION: Writing outside insurance which includes: Life, Disability, Long Term Care, Annuities and Health. This would include group and individual products

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-02-15
S63 Uniform Securities Agent State Law Examination 2016-08-06
  • S65 Uniform Investment Adviser Law Examination
    2025-02-15
  • S63 Uniform Securities Agent State Law Examination
    2016-08-06
Other Names
  • Daniel Paul Stephany
  • Daniel Stephany
  • Dan Stephany

View on SEC IAPD

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