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Mark Thomas Mccaffrey

Charles Schwab & Co., Inc.

Wilmington, DE

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-01-04
DE RA APPROVED 2022-12-22
  • PA RA
    APPROVED
    Since 2023-01-04
  • DE RA
    APPROVED
    Since 2022-12-22

Branch Locations

4021 Kennett Pike Suite A, Wilmington, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Ins. Co. West Chester PA 05/2004 03/2020
Mccaffrey Insurance Agency, Llc West Chester PA 01/2006 02/2020
The Vanguard Group, Inc. Malvern PA 09/2020 11/2022
Unemployed West Chester PA 03/2020 09/2020
Charles Schwab & Co., Inc. Wilmington DE 12/2022 Present
Charles Schwab Bank, Ssb Wilmington DE 12/2022 Present
  • 05/2004 → 03/2020
    Allstate Ins. Co.
    West Chester, PA
  • 01/2006 → 02/2020
    Mccaffrey Insurance Agency, Llc
    West Chester, PA
  • 09/2020 → 11/2022
    The Vanguard Group, Inc.
    Malvern, PA
  • 03/2020 → 09/2020
    Unemployed
    West Chester, PA
  • 12/2022 → Present
    Charles Schwab & Co., Inc.
    Wilmington, DE
  • 12/2022 → Present
    Charles Schwab Bank, Ssb
    Wilmington, DE
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-10-13
S63 Uniform Securities Agent State Law Examination 2005-01-20
  • S66 Uniform Combined State Law Examination
    2020-10-13
  • S63 Uniform Securities Agent State Law Examination
    2005-01-20
Other Names
  • Mark Thomas Mccaffrey
  • Mark Mccaffrey
  • Mark Mccaffrey

View on SEC IAPD

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WELLS FARGO CLEARING SERVICES, LLC
PNC WEALTH MANAGEMENT LLC
EDWARD JONES
RAYMOND JAMES & ASSOCIATES, INC.

Other Investors

LORI ANN RUTKOWSKI
ROBERT GEORGE ZIEGLER
GERARD PHILLIPPE VIARS
STEPHEN CRAIG MCDERMOTT
BRENT CHRISTOPHER FUCHS
Michelle Keiko Mullinix
ABBY LEIGH PUBUSKY
Sophie Schroyer

Other Offices

OSAIC WEALTH, INC. · WILMINGTON, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
AMERIPRISE FINANCIAL SERVICES, LLC · Wilmington, DE
KINGSVIEW WEALTH MANAGEMENT, LLC · Wilmington, DE
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, DE
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, DE
PNC WEALTH MANAGEMENT LLC · WILMINGTON, DE
EDWARD JONES · WILMINGTON, DE

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