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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2025-02-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Sparks | NV | 08/2019 | 12/2024 |
| Wells Fargo Clearing Services, Llc | Sparks | NV | 09/2021 | 03/2022 |
| Nevada State Bank | Sparks | NV | 08/2017 | 08/2019 |
| Wells Fargo Bank, Na | Reno | NV | 03/2014 | 08/2017 |
| The Original Mel's Diner | Reno | NV | 10/2018 | 09/2020 |
| Wells Fargo Clearing Services, Llc | Sparks | NV | 08/2022 | 12/2024 |
| Charles Schwab & Co., Inc. | Reno | NV | 12/2024 | Present |
| Charles Schwab Bank, Ssb | Reno | NV | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2022-06-16 |
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