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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-03-30
  • CA RA
    APPROVED
    Since 2026-03-30

Branch Locations

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

26135 Carmel Rancho Blvd Ste E200, Carmel, CA 93923 • United States

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-03-05
  • CA RA
    APPROVED
    Since 2025-03-05

Branch Locations

Pacific Grove, CA • United States

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

26135 Carmel Rancho Blvd Ste E-200, Carmel, CA 93923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc Chicago IL 01/2016 05/2017
Jp Morgan Securites Llc Chicago IL 05/2017 01/2019
Jp Morgan Securities, Llc Monterey CA 02/2019 02/2025
Wells Fargo Clearing Services, Llc Carmel CA 02/2025 Present
Wells Fargo Advisors Financial Network Carmel CA 03/2026 Present
  • 01/2016 → 05/2017
    Jpmorgan Securities Llc
    Chicago, IL
  • 05/2017 → 01/2019
    Jp Morgan Securites Llc
    Chicago, IL
  • 02/2019 → 02/2025
    Monterey, CA
  • 02/2025 → Present
    Carmel, CA
  • 03/2026 → Present
    Wells Fargo Advisors Financial Network
    Carmel, CA
Previous Registrations
  • 2016-11-03 → 2025-02-28
    Chicago, IL
    Chicago, IL
    Monterey, CA
    Monterey, CA
    Glendora, CA
    Monterey, CA
    Columbus, OH
    Pacific Grove, CA
Other Businesses

WRITING TURNED BUSINESS; NOT INV RELATED; PACIFIC GROVE, CA; 50% OWNERSHIP; 08/2025; 20 HOURS PER MONTH; 0 DURING TRADING; WRITING, BOOKKEEPING, CONTRACTING EDITORS, NEGOTIATE WITH PUBLISHERS, AND DISTRIBUTERS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-29
  • S66 Uniform Combined State Law Examination
    2016-10-29
Other Names
  • Justin William Rivera
  • Justin W. Rivera

View on SEC IAPD

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