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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-10-27 |
| ME | RA | APPROVED | 2018-03-26 |
Branch Locations
Two Portland Sq Ste 700, Portland, ME 04101 • United States
Falmouth, ME • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services Inc | Portland | ME | 01/2016 | 03/2020 |
| Ameriprise Financial Services, Llc | Portland | ME | 03/2020 | Present |
Outside Employment; Good Theater; Actor - Rehearse and perform in a show; Performing in theatrical productions.; 631 Stevens Ave, , Portland, ME, 04103; Not Investment-Related; 02/01/2019; 40 to 59 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-03-19 |
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