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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-07-15
TN RA APPROVED 2019-06-13
  • TX RA
    APPROVED
    Since 2019-07-15
  • TN RA
    APPROVED
    Since 2019-06-13

Branch Locations

201 Franklin Rd, Brentwood, TN 37027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Country Capital Management Company Bloomington IL 01/2016 04/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ladue MO 04/2018 Present
Bank Of America, N.A. Ladue MO 07/2018 Present
Other Businesses

I*: 2007262 Entity Type: Entity For Profit Name of OBA: Grupo Juarez LLC Address: Stover, MO Investment Related: No Position, Title, Association: Owner Employee Start Date: 10/01/2024 Number of Hours: 0 Number of Hours during trading: 0 Duties: This is an LLC that my brother and I would like to open for the purpose of doing project or business together. There is no specific business idea yet, we are just establishing the LLC right now. As an example: one idea may be to buy a rental property under the LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-10-31
S63 Uniform Securities Agent State Law Examination 2016-04-02
  • S66 Uniform Combined State Law Examination
    2018-10-31
  • S63 Uniform Securities Agent State Law Examination
    2016-04-02
Other Names
  • Walter A Juarez

View on SEC IAPD

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