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Carlos Manuel Hernandez

Empower Advisory Group, LLC

Greenwood Village, CO

Orlando, FL

CRD 6606414

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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-03-10
  • FL RA
    APPROVED
    Since 2024-03-10

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Orlando, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Miramar FL 01/2016 11/2016
Wells Fargo Bank Na Miramar FL 11/2014 09/2022
Wells Fargo Clearing Services, Llc Miramar FL 11/2016 09/2022
Empower Financial Services, Inc Greenwood Village CO 09/2022 Present
  • 01/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Miramar, FL
  • 11/2014 → 09/2022
    Wells Fargo Bank Na
    Miramar, FL
  • 11/2016 → 09/2022
    Miramar, FL
  • 09/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

RENTAL PROPERTY, INV RELATED, MIAMI, FL, 100% OWNERSHIP, START 6/15/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, LANDLORD. RENTAL PROPERTY, INVT RELATED, ORLANDO, FL, 100% OWNERSHIP, START 7/26/2019, 1 HR PER MONTH, 0 HRS DURING TRADING, MANAGE PROPERTY. RENTAL PROPERTY; INVESTMENT RELATED; TULUM, MX; 100% OWNERSHIP; START 7/21/2021; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; OWNER. J'AI FAIN VENDING LLC, NOT INV RELATED, PEMBROKE PINES, FL, 66.66% OWNERSHIP WITH SPOUSE, START 2/14/2022, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING, VENDING MACHINE SALES. HERNANDEZ CAPITAL, LLC, INVT RELATED, MIRAMAR, FL, 100% OWNERSHIP, START DATE 3/18/2022, 0 HRS PER MONTH, 0 HRS DURING TRADING. FIXING UP AND FLIPPING HOUSES.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-01
S63 Uniform Securities Agent State Law Examination 2016-03-08
  • S66 Uniform Combined State Law Examination
    2020-12-01
  • S63 Uniform Securities Agent State Law Examination
    2016-03-08
Other Names
  • Carlos Hernandez

View on SEC IAPD

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