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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-07-20 |
| NJ | RA | APPROVED | 2020-11-12 |
Branch Locations
516 Hamburg Turnpike, Suite 1 Wayne, Wayne, NJ 07470 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfs Securities Inc | Lincroft | NJ | 01/2016 | 12/2016 |
| Kenneth J Snell Pfs | Pompton Lakes | NJ | 02/2012 | 12/2021 |
| Mortgage Network Solutions | Wilmington | DE | 07/2013 | Present |
| First Allied Securities Inc | San Diego | CA | 12/2016 | 09/2022 |
| First Allied Advisory Services, Inc. | San Diego | CA | 06/2017 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Wayne | NJ | 09/2022 | Present |
| David M. Gallaway Financial Services, Llc | Wayne | NJ | 01/2022 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. MORTGAGE NETWORK SOLUTIONS; INDEPENDENT CONTRACTOR; MORTGAGE/BANKING; START DATE 12/01/2016; 80 HOURS PER MONTH. 2. DAVID M GALLAWAY TAX SERVICE; OWNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 01/01/2022; 80 HOURS PER MONTH. 3. NAME OF OTHER BUSINESS: DAVID M. GALLAWAY FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES; ADDRESS: 516 HAMBURG TURNPIKE SUITE 1 WAYNE, NJ 07470; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-31 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-07 |
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