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David Michael Gallaway

Cetera Investment Advisers LLC

Wayne, NJ

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-20
NJ RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2021-07-20
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

516 Hamburg Turnpike, Suite 1 Wayne, Wayne, NJ 07470 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tfs Securities Inc Lincroft NJ 01/2016 12/2016
Kenneth J Snell Pfs Pompton Lakes NJ 02/2012 12/2021
Mortgage Network Solutions Wilmington DE 07/2013 Present
First Allied Securities Inc San Diego CA 12/2016 09/2022
First Allied Advisory Services, Inc. San Diego CA 06/2017 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Wayne NJ 09/2022 Present
David M. Gallaway Financial Services, Llc Wayne NJ 01/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 01/2016 → 12/2016
    Tfs Securities Inc
    Lincroft, NJ
  • 02/2012 → 12/2021
    Kenneth J Snell Pfs
    Pompton Lakes, NJ
  • 07/2013 → Present
    Mortgage Network Solutions
    Wilmington, DE
  • 12/2016 → 09/2022
    First Allied Securities Inc
    San Diego, CA
  • 06/2017 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Wayne, NJ
  • 01/2022 → Present
    David M. Gallaway Financial Services, Llc
    Wayne, NJ
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2017-06-06 → 2020-11-12
    First Allied Advisory Services, Inc.
    Pompton Lakes, NJ
Other Businesses

1. MORTGAGE NETWORK SOLUTIONS; INDEPENDENT CONTRACTOR; MORTGAGE/BANKING; START DATE 12/01/2016; 80 HOURS PER MONTH. 2. DAVID M GALLAWAY TAX SERVICE; OWNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE 01/01/2022; 80 HOURS PER MONTH. 3. NAME OF OTHER BUSINESS: DAVID M. GALLAWAY FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES; ADDRESS: 516 HAMBURG TURNPIKE SUITE 1 WAYNE, NJ 07470; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: OWNER/ FINANCIAL PROFESSIONAL ; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-31
S63 Uniform Securities Agent State Law Examination 2016-09-07
  • S65 Uniform Investment Adviser Law Examination
    2017-05-31
  • S63 Uniform Securities Agent State Law Examination
    2016-09-07
Designations
Other Names
  • David Gallaway

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