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Alec Fernandes

Strategic Advisers LLC

Seattle, WA

Gig Harbor, WA

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-03-31
WA RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-03-31
  • WA RA
    APPROVED
    Since 2025-03-31

Branch Locations

1518 6Th Ave, Seattle, WA 98101-1706 • United States

Gig Harbor, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Planmember Securities Corporation Carpinteria CA 01/2016 02/2018
Td Ameritrade Silverdale WA 05/2018 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Tacoma WA 03/2021 12/2022
Bank Of America, N.A. Tacoma WA 04/2021 12/2022
Fidelity Brokerage Services Llc Seattle WA 03/2023 Present
Unemployed Tacoma WA 12/2022 03/2023
Fidelity Investments Boston MA 03/2025 Present
  • 01/2016 → 02/2018
    Planmember Securities Corporation
    Carpinteria, CA
  • 05/2018 → 02/2021
    Td Ameritrade
    Silverdale, WA
  • 03/2021 → 12/2022
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tacoma, WA
  • 04/2021 → 12/2022
    Bank Of America, N.A.
    Tacoma, WA
  • 03/2023 → Present
    Fidelity Brokerage Services Llc
    Seattle, WA
  • 12/2022 → 03/2023
    Unemployed
    Tacoma, WA
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2023-03-27 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Seattle, WA
  • 2021-03-26 → 2022-12-15
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Tacoma, WA
  • 2018-06-25 → 2021-03-27
    Td Ameritrade, Inc.
    Silverdale, WA
    Tacoma, WA
    Seattle, WA
  • 2018-06-25 → 2021-03-27
    Td Ameritrade Investment Management, Llc
    Silverdale, WA
    Tacoma, WA
    Seattle, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-24
S63 Uniform Securities Agent State Law Examination 2016-07-21
  • S66 Uniform Combined State Law Examination
    2018-06-24
  • S63 Uniform Securities Agent State Law Examination
    2016-07-21
Other Names
  • Alec Raymond Fernandes
  • Alec Fernandes

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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